In the example above, the search is for clients whose CDD has not been reviewed for 3 months
AND any clients whose passports have expired.
Even though the two clients’ CDD has been updated within 3 months, they show in the report because they have expired passports.
The OCDD report also tell us:
- Both clients have been electronically IDV’ed and had an electronic PEP check as no icons are displayed in the corresponding columns.
- John Smith has previously been flagged as High Risk, and Enhanced CDD was applied.
- Jane Smith has been deselected for OCDD as the AML icon is grey.
When selected,
expired passports and
OCDD not required will show in your search results regardless of the selected time frame. Search results show matches from the criteria group on the left
AND any criteria selected on the right.